John Sawyer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Broking Limited
FRN 154234
- [FCA CF] Manager of certification employee (since 1 Aug 2022)
- [FCA CF] Client dealing (since 1 Aug 2022)
TP ICAP Markets Limited
FRN 124520
- [FCA CF] Manager of certification employee (since 11 Sep 2020)
- [FCA CF] Client dealing (since 11 Sep 2020)
- CF30 Customer (24 Sep 2014 to 8 Dec 2019)
TP ICAP Global Markets Americas LLC
FRN 549855
- [FCA CF] Manager of certification employee (since 11 Sep 2020)
- [FCA CF] Client dealing (since 11 Sep 2020)
- CF30 Customer (13 Sep 2014 to 8 Dec 2019)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 17 Mar 2014)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 29 Jul 2010)
- CF21 Investment Adviser (12 Dec 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.