Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 18 Sep 2024)
    • [FCA CF] Material risk taker (since 18 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2024)
    • [FCA CF] Client dealing (18 Sep 2024 to 28 Nov 2024)
    • SMF18 Other Overall Responsibility (17 Dec 2021 to 16 Sep 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2022)
    • CF30 Customer (21 Nov 2013 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 18 Sep 2024)
    • [FCA CF] Material risk taker (since 18 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2024)
    • [FCA CF] Client dealing (18 Sep 2024 to 28 Nov 2024)
    • SMF22 Other Local Responsibility (17 Dec 2021 to 16 Sep 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Jul 2004 to 31 Oct 2007)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2024)
    • [FCA CF] Manager of certification employee (since 18 Sep 2024)
    • [FCA CF] Material risk taker (since 18 Sep 2024)
    • SMF22 Other Local Responsibility (8 Mar 2022 to 16 Sep 2024)
    • SMF21 EEA Branch Senior Manager (EBSM) (17 Dec 2021 to 8 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Aug 2021)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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