Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 18 Sep 2024)
- [FCA CF] Material risk taker (since 18 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2024)
- [FCA CF] Client dealing (18 Sep 2024 to 28 Nov 2024)
- SMF18 Other Overall Responsibility (17 Dec 2021 to 16 Sep 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2022)
- CF30 Customer (21 Nov 2013 to 6 Mar 2016)
-
Citibank, N.A.
FRN 124704
- [FCA CF] Manager of certification employee (since 18 Sep 2024)
- [FCA CF] Material risk taker (since 18 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2024)
- [FCA CF] Client dealing (18 Sep 2024 to 28 Nov 2024)
- SMF22 Other Local Responsibility (17 Dec 2021 to 16 Sep 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 25 Aug 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (2 Jul 2004 to 31 Oct 2007)
-
Citibank Europe plc
FRN 211646
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2024)
- [FCA CF] Manager of certification employee (since 18 Sep 2024)
- [FCA CF] Material risk taker (since 18 Sep 2024)
- SMF22 Other Local Responsibility (8 Mar 2022 to 16 Sep 2024)
- SMF21 EEA Branch Senior Manager (EBSM) (17 Dec 2021 to 8 Mar 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Feb 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Aug 2021)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.