John Roy Cummings

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 20 Aug 2014)
  • CF30 Customer (since 20 Aug 2014)
• John Cummings Wealth Management Ltd

  FRN 629569

  • (1)Employed By (since 20 Aug 2014)
• Pro-Sport 1 Limited (no longer approved here)

  FRN 562574

  • CF30 Customer (11 Feb 2014 to 26 Jun 2014)
• Grosvenor Vokes Ltd (no longer approved here)

  FRN 528417

  • Employed By (23 Mar 2011 to 12 May 2014)
• Personal Touch Financial Services Limited (no longer approved here)

  FRN 187834

  • CF30 Customer (28 Feb 2011 to 23 Jul 2012)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (30 Sep 2010 to 25 Sep 2014)
  • CF1 Director (AR) (30 Sep 2010 to 25 Sep 2014)
• Fee-Saver Mortgages Ltd (no longer approved here)

  FRN 405758

  • Employed By (30 Sep 2010 to 25 Sep 2014)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (31 Mar 2008 to 30 Jul 2009)
  • CF1 Director (AR) (31 Mar 2008 to 25 Sep 2010)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF1 Director (AR) (25 Jul 2007 to 25 Sep 2010)
• Lifelink Services Ltd (no longer approved here)

  FRN 300474

  • CF1 Director (AR) (7 Jan 2005 to 30 Aug 2005)

No changes recorded yet.