John Rowland

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Northern Trust Investor Services Limited
FRN 927658
- SMF13 Chair of the Nominations Committee (since 19 May 2021)
- SMF9 Chair of the Governing Body (since 19 May 2021)
Invesco Fund Managers Limited (no longer approved here)
FRN 119298
- CF10a CASS Oversight function (20 Oct 2011 to 12 Mar 2015)
- CF1 Director (20 Feb 2004 to 12 Mar 2015)
Invesco Asset Management Limited (no longer approved here)
FRN 122674
- CF10a CASS Oversight function (20 Oct 2011 to 12 Mar 2015)
- CF1 Director (20 Feb 2004 to 12 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.