John Ross Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Nov 2024)
    • CF1 Director (AR) (since 5 Nov 2024)
    • CF30 Customer (since 5 Nov 2024)
  • Harris & Co Wealth Management Ltd

    FRN 1020227

    • (1)Employed By (since 5 Nov 2024)
  • PFP Wealth Group Ltd (no longer approved here)

    FRN 953236

    • (19)Employed By (8 Sep 2021 to 20 Sep 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Sep 2024)
    • CF30 Customer (24 Mar 2016 to 20 Sep 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 1 Feb 2016)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2005 to 14 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.