John Ross Beard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dragon Brokers Limited (no longer approved here)

    FRN 599430

    • Appointed representative dealing with clients for which they require qualification (11 Jul 2022 to 20 Apr 2023)
    • CF1 Director (AR) (6 Jun 2022 to 20 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 7 Jul 2008)
    • CF22 Investment Adviser (Trainee) (31 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.