John Ronald Davie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP

    FRN 465131

    • [FCA CF] Manager of certification employee (since 16 Jun 2025)
    • SMF27 Partner (9 Dec 2019 to 13 Aug 2024)
    • CF28 Systems and controls (1 May 2016 to 8 Dec 2019)
    • CF4 Partner (1 May 2016 to 8 Dec 2019)
    • CF4 Partner (AR) (29 Jan 2016 to 15 Jul 2016)
  • Northern Trust Investor Services Limited

    FRN 927658

    • SMF2 Chief Finance (since 19 May 2021)
    • SMF3 Executive Director (since 19 May 2021)
  • The Northern Trust Company

    FRN 122020

    • SMF2 Chief Finance (since 7 Mar 2016)
    • CF28 Systems and controls (1 Apr 2014 to 6 Mar 2016)
  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • SMF2 Chief Finance (10 Nov 2022 to 17 Jul 2024)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • SMF9 Chair of the Governing Body (5 Mar 2020 to 24 Jun 2020)
    • SMF2 Chief Finance (9 Dec 2019 to 12 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jun 2022)
    • CF28 Systems and controls (1 Apr 2014 to 8 Dec 2019)
    • CF1 Director (1 Apr 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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