Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Aug 2009)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jul 2004 to 25 Oct 2004)
- CF7 Sole Trader (AR) (6 Jul 2004 to 28 Oct 2005)
-
LTC Solutions Ltd
FRN 401638
- (2)Employed By (since 6 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.