Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (19 Nov 2004 to 11 Feb 2005)
- CF3 Chief Executive (7 Jul 2004 to 11 Feb 2005)
- CF8 Apportionment and Oversight (7 Jul 2004 to 11 Feb 2005)
- CF1 Director (15 Oct 2003 to 11 Feb 2005)
- CF21 Investment Adviser (13 Oct 2003 to 11 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.