Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (17 Mar 2020 to 8 Jul 2021)
    • [FCA CF] Manager of certification employee (17 Mar 2020 to 8 Jul 2021)
    • [FCA CF] Material risk taker (17 Mar 2020 to 15 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (17 Mar 2020 to 15 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (23 Dec 2004 to 31 Oct 2007)
    • CF26 Customer Trading (15 Dec 2003 to 23 Dec 2004)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (17 Mar 2020 to 15 Sep 2020)
    • [FCA CF] Material risk taker (17 Mar 2020 to 15 Sep 2020)
    • [FCA CF] Client dealing (1 Dec 2016 to 12 Feb 2019)
    • [FCA CF] Manager of certification employee (1 Dec 2016 to 12 Feb 2019)
    • CF30 Customer (24 Jul 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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