Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Mar 2020 to 8 Jul 2021)
- [FCA CF] Manager of certification employee (17 Mar 2020 to 8 Jul 2021)
- [FCA CF] Material risk taker (17 Mar 2020 to 15 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (17 Mar 2020 to 15 Sep 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (23 Dec 2004 to 31 Oct 2007)
- CF26 Customer Trading (15 Dec 2003 to 23 Dec 2004)
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- [PRA CF] Significant risk taker or Material risk taker (17 Mar 2020 to 15 Sep 2020)
- [FCA CF] Material risk taker (17 Mar 2020 to 15 Sep 2020)
- [FCA CF] Client dealing (1 Dec 2016 to 12 Feb 2019)
- [FCA CF] Manager of certification employee (1 Dec 2016 to 12 Feb 2019)
- CF30 Customer (24 Jul 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.