Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 14 Feb 2006)
    • CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Feb 2006 to 15 Nov 2006)
    • Employed By (since 14 Feb 2006)
    • Employed By (14 Dec 2005 to 15 Dec 2005)
  • Blueprint South East Ltd (no longer approved here)

    FRN 227241

    • Employed By (15 Dec 2005 to 31 Jan 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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