Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SECOR Investment Advisors (UK) LLP (no longer approved here)

    FRN 544237

    • CF10 Compliance Oversight (4 Feb 2013 to 31 Mar 2016)
    • CF11 Money Laundering Reporting (4 Feb 2013 to 31 Mar 2016)
    • CF30 Customer (4 Feb 2013 to 31 Mar 2016)
    • CF4 Partner (4 Feb 2013 to 31 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.