John Robert Gallantry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CUMMINS FINANCIAL ADVISERS LIMITED (no longer approved here)
FRN 430771
- CF30 Customer (15 Jan 2009 to 15 Dec 2017)
CORPORATE & PERSONAL INVESTMENT PLANNING LIMITED (no longer approved here)
FRN 401059
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)
Corporate & Personal Investment Planning Limited (1085) (no longer approved here)
FRN 155066
- Employed By (1 Oct 1998 to 16 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.