Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Oct 2016)
    • (2)Employed By (since 22 Oct 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (15 Sep 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (21 Apr 2008 to 2 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2004 to 5 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.