Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Oct 2016)
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Pickrell Financial Planning
FRN 478960
- (2)Employed By (since 22 Oct 2016)
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- CF30 Customer (15 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (21 Apr 2008 to 2 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Jan 2004 to 5 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.