Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 16 Sep 2022)
    • [FCA CF] Manager of certification employee (11 May 2016 to 23 Dec 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (26 May 2020 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (25 Jun 2018 to 28 Feb 2021)
    • CF29 Significant management (8 Jan 2015 to 6 Mar 2016)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (26 May 2020 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (19 Jun 2019 to 23 Dec 2020)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (11 May 2016 to 23 Dec 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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