Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 16 Sep 2025)
    • [PRA CF] Managing a material risk taker (14 Jul 2025 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (20 Jun 2025 to 10 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Sep 2025)
    • [PRA CF] Managing a material risk taker (14 Jul 2025 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (20 Jun 2025 to 10 Mar 2026)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 1 Jun 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 1 Jun 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2020)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 1 Jun 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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