Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (since 1 Jun 2005)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (2)Employed By (since 1 Dec 2001)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (19 Apr 2005 to 7 Apr 2014)
  • Peach Solutions Ltd (no longer approved here)

    FRN 430258

    • (3)Employed By (19 Apr 2005 to 7 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Peach Financial

  2. controlled function added: (2)Employed By at Peach Financial