Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2021)
    • CF30 Customer (2 Nov 2010 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.