Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Jun 2023 to 6 Dec 2024)
- [FCA CF] Functions requiring qualifications (28 Jun 2023 to 6 Dec 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jun 2023)
- CF4 Partner (AR) (19 Jun 2013 to 28 Jun 2023)
- CF30 Customer (1 Nov 2007 to 28 Jun 2023)
- CF1 Director (AR) (21 Feb 2002 to 20 Jun 2013)
- CF21 Investment Adviser (21 Feb 2002 to 31 Oct 2007)
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- CF4 Partner (AR) (15 Jan 2010 to 9 Feb 2010)
- CF30 Customer (15 Jan 2010 to 9 Feb 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2001)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2001)
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- (4)Employed By (1 Dec 2001 to 28 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.