Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 27 Jun 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jun 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (26 Oct 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Aug 2004 to 31 Oct 2007)
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- Employed By (1 Mar 2013 to 8 Dec 2019)
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- Employed By (1 Dec 2001 to 15 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.