Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • CF30 Customer (7 Feb 2012 to 8 Dec 2019)
  • Baggette & Company Wealth Management Limited (no longer approved here)

    FRN 522193

    • CF30 Customer (16 Aug 2010 to 28 Dec 2011)
  • Baggette & Company (no longer approved here)

    FRN 407700

    • Employed By (27 Feb 2006 to 8 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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