Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Exeter Friendly Society Limited (no longer approved here)

    FRN 205309

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Oct 2016)
    • CF28 Systems and controls (17 Jan 2014 to 6 Mar 2016)
    • CF29 Significant management (31 Mar 2008 to 31 Oct 2016)
    • Responsible for Insurance Mediation (3 Jul 2006 to 8 Sep 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Sep 2009)
    • CF1 Director (1 Dec 2001 to 31 Mar 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.