Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
    • CF22 Investment Adviser (Trainee) (15 Nov 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (30 Sep 2004 to 17 Nov 2006)
    • CF22 Investment Adviser (Trainee) (24 Dec 2003 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.