Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (1 Jul 2015 to 31 Dec 2018)
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- CF4 Partner (AR) (4 Dec 2013 to 31 Dec 2018)
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- (1)Employed By (4 Dec 2013 to 1 Jul 2015)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at P J McCarthy, G R Thomas & S N George
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controlled function added: (1)Employed By at G J Davies & B R Williams