John Peter Richardson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OAKWOOD HOME FINANCE LTD

    FRN 949215

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsibility for MCD Intermediation (since 18 Mar 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • SMF16 Compliance Oversight (since 18 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2022 to 8 Mar 2022)
  • OAKWOOD FINANCIAL SERVICES LTD (no longer approved here)

    FRN 660574

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2022)
    • CF30 Customer (8 Dec 2015 to 8 Dec 2019)
  • Sovereign Financial Services Chesham (no longer approved here)

    FRN 136466

    • (10)Employed By (8 Jul 1999 to 28 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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