Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 24 Apr 2020)
    • CF30 Customer (since 24 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (since 13 Feb 2020)
    • CF1 Director (AR) (16 Aug 2006 to 1 Jan 2010)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (23 Dec 2009 to 24 Dec 2010)
    • CF30 Customer (23 Dec 2009 to 29 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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