Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 3 May 2022)
- CF1 Director (AR) (since 21 Mar 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2022)
- CF30 Customer (1 Nov 2007 to 22 Dec 2021)
- CF1 Director (AR) (9 Jul 2004 to 13 Oct 2022)
- CF7 Sole Trader (AR) (7 Feb 2003 to 9 Jul 2004)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.