Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 3 May 2022)
    • CF1 Director (AR) (since 21 Mar 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 22 Dec 2021)
    • CF1 Director (AR) (9 Jul 2004 to 13 Oct 2022)
    • CF7 Sole Trader (AR) (7 Feb 2003 to 9 Jul 2004)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.