John Peter Collett

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CASTLE FINANCIAL SERVICES (SOUTH EAST) LIMITED

    FRN 845589

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsibility for MCD Intermediation (since 24 Feb 2023)
    • Responsible for Insurance Distribution (since 30 Jul 2020)
    • SMF16 Compliance Oversight (since 30 Jul 2020)
    • SMF3 Executive Director (since 30 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (26 Apr 2013 to 30 Jul 2020)
    • CF1 Director (AR) (26 Apr 2013 to 30 Jul 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Apr 2013 to 30 Jul 2020)
  • Castle Financial Services (South East) Ltd (no longer approved here)

    FRN 442173

    • Employed By (22 Nov 2005 to 30 Jul 2020)
  • Castle Financial Services (South East) (no longer approved here)

    FRN 225459

    • Employed By (18 Jul 2003 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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