Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Jul 2011)
    • CF30 Customer (since 19 Jul 2011)
    • Employed By (since 19 Jul 2011)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Jan 2011 to 22 Jun 2011)
    • CF30 Customer (18 Jun 2009 to 25 Nov 2009)
  • Cumbria Mortgage Directory Ltd (no longer approved here)

    FRN 409463

    • Employed By (2 Feb 2007 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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