John Paul Temperley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 22 Jun 2021)
- [FCA CF] Material risk taker (since 22 Jun 2021)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (10 Sep 2015 to 6 Mar 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (10 Sep 2015 to 6 Mar 2016)
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119289
- CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- CF1 Director (22 Jan 2004 to 31 Mar 2013)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.