John Paul Shiels

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mitsubishi HC Capital UK PLC
FRN 704348
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF4 Chief Risk (since 9 Dec 2019)
- CF10 Compliance Oversight (28 May 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Mar 2018 to 8 Dec 2019)
- CF28 Systems and controls (8 Mar 2018 to 8 Dec 2019)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF28 Systems and controls (1 Jun 2017 to 31 Jan 2018)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- SMF16 Compliance Oversight (7 Mar 2016 to 21 Apr 2017)
- CF10 Compliance Oversight (23 Jun 2014 to 6 Mar 2016)
Yorkshire Bank Home Loans Limited (no longer approved here)
FRN 303825
- CF10 Compliance Oversight (23 Jun 2014 to 21 Apr 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.