Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Institutional Investment Advisors Limited
FRN 475344
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 4 Dec 2021)
- [FCA CF] Significant management (9 Dec 2019 to 13 May 2022)
- CF1 Director (2 Jan 2008 to 8 Dec 2019)
- CF30 Customer (2 Jan 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.