John Paul Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 May 2020)
    • [FCA CF] Client dealing (since 27 May 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 May 2020)
    • CF30 Customer (19 Oct 2015 to 15 May 2020)
  • E M Gray & Co Ltd (no longer approved here)

    FRN 215028

    • (6)Employed By (19 Oct 2015 to 15 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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