Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF24 Chief Operations (5 Sep 2024 to 31 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2025)
    • SMF3 Executive Director (1 Mar 2021 to 31 Dec 2025)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2025)
    • SMF24 Chief Operations (20 Oct 2022 to 31 Dec 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2025)
    • SMF24 Chief Operations (1 Mar 2021 to 31 Dec 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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