John Paul Kellett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GFI Securities Limited
FRN 184801
- [FCA CF] Client dealing (since 1 Nov 2021)
- [FCA CF] Manager of certification employee (since 1 Nov 2021)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (16 Apr 2010 to 1 Apr 2011)
Mitsui Bussan Commodities Ltd (no longer approved here)
FRN 469094
- CF21 Investment Adviser
- CF30 Customer (1 Apr 2008 to 11 Mar 2010)
ICBC Standard Bank Plc (no longer approved here)
FRN 124823
- CF21 Investment Adviser (6 May 2003 to 25 Apr 2005)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.