John Paul Fahy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • John Paul Fahy

    FRN 624561

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • Chobham Wealth Management (no longer approved here)

    FRN 498233

    • Employed By (30 Mar 2009 to 1 Oct 2014)
  • Sycamore Wealth Management Ltd (no longer approved here)

    FRN 430325

    • (10)Employed By (10 Apr 2006 to 8 Dec 2019)
  • Master Adviser Ltd (U445) (no longer approved here)

    FRN 171704

    • (29)Employed By (1 Oct 1998 to 14 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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