Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Responsible for Insurance Distribution (since 17 Sep 2022)
    • (2)Employed By (since 30 Aug 2018)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Aug 2018)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (25 Mar 2015 to 7 Aug 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Feb 2012 to 31 Aug 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 Apr 2011 to 1 Feb 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (20 Jan 2011 to 23 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.