Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Sep 2023)
    • [FCA CF] Manager of certification employee (since 3 Jul 2023)
    • [FCA CF] CASS oversight function (since 3 Jul 2023)
    • [FCA CF] Significant management (since 3 Jul 2023)
    • SMF3 Executive Director (since 4 May 2023)
    • SMF16 Compliance Oversight (since 4 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2023)
    • CF1 Director (AR) (since 12 Jan 2023)
  • MOMENTUM BROKER SOLUTIONS LTD (no longer approved here)

    FRN 526435

    • CF1 Director (AR) (14 Mar 2018 to 2 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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