Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • London Wealth Management Limited (no longer approved here)

    FRN 479377

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Mar 2025)
    • CF1 Director (1 Apr 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2008 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2008 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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