Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 3 Mar 2023)
    • [FCA CF] Client dealing (since 1 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Jan 2023)
    • [FCA CF] Material risk taker (since 23 Jan 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (16 Aug 2019 to 28 Oct 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Oct 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Oct 2022)
    • CF30 Customer (14 Oct 2011 to 6 Mar 2016)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (13 Nov 2009 to 1 Jul 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (18 Sep 2006 to 17 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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