Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Oct 2011)
    • CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Sep 2004 to 22 Dec 2004)
  • John Rudd (no longer approved here)

    FRN 214956

    • (1)Employed By (1 Dec 2001 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.