John Patrick O'Keeffe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bradstock Bourne Limited (no longer approved here)

    FRN 430306

    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Nov 2023)
    • Responsible for Insurance Mediation (14 Aug 2009 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (23 Jan 2009 to 31 Mar 2009)
    • CF10 Compliance Oversight (23 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Jun 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.