John Patrick O'Dwyer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (1 Sep 2024 to 2 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2024 to 2 Sep 2024)
  • Better Leeds Communities (no longer approved here)

    FRN 618701

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 19 Jul 2022)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2024)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2024)
    • CF11 Money Laundering Reporting (7 Jun 2019 to 8 Dec 2019)
    • CF1 Director (19 Dec 2017 to 8 Dec 2019)
    • CF28 Systems and controls (17 Sep 2015 to 8 Dec 2019)
    • CF10a CASS Oversight function (17 Sep 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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