Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (31 Oct 2022 to 4 Sep 2024)
- [FCA CF] Functions requiring qualifications (31 Oct 2022 to 4 Sep 2024)
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- [FCA CF] Client dealing (31 Oct 2022 to 14 May 2024)
- [FCA CF] Functions requiring qualifications (31 Oct 2022 to 14 May 2024)
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- CF21 Investment Adviser (18 Jan 2006 to 23 Mar 2006)
- CF22 Investment Adviser (Trainee) (2 Jun 2005 to 18 Jan 2006)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.