Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (31 Oct 2022 to 4 Sep 2024)
    • [FCA CF] Functions requiring qualifications (31 Oct 2022 to 4 Sep 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (31 Oct 2022 to 14 May 2024)
    • [FCA CF] Functions requiring qualifications (31 Oct 2022 to 14 May 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (18 Jan 2006 to 23 Mar 2006)
    • CF22 Investment Adviser (Trainee) (2 Jun 2005 to 18 Jan 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.