John Nicholas Hill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • [FCA CF] CASS oversight function (9 Dec 2019 to 29 Apr 2022)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF20 Significant Mgt (Settlements) (5 Oct 2005 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.