John Nelson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (14 Aug 2020 to 3 Mar 2022)
    • [FCA CF] Client dealing (14 Aug 2020 to 3 Mar 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Nov 2020)
    • CF1 Director (AR) (20 Jul 2015 to 17 Nov 2020)
    • CF30 Customer (20 Jul 2015 to 17 Nov 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (20 Jul 2015 to 17 Nov 2020)
  • Candour Financial Advisers Ltd (no longer approved here)

    FRN 442342

    • Employed By (20 Jul 2015 to 17 Nov 2020)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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