John Neil Poole

• Sandringham Financial Partners Limited

  FRN 581304

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 16 May 2022)
  • [FCA CF] Client dealing (since 16 May 2022)
• Pi Financial Ltd (no longer approved here)

  FRN 186419

  • CF30 Customer (25 Nov 2016 to 22 Oct 2019)
• Prosperity Financial Services Ltd (no longer approved here)

  FRN 400448

  • (19)Employed By (27 Jan 2009 to 8 Mar 2017)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (27 Jan 2009 to 8 Mar 2017)
• Business First Management Consultancy (no longer approved here)

  FRN 462673

  • Employed By (14 Mar 2007 to 8 Apr 2009)
• Personal Touch Financial Services Limited (no longer approved here)

  FRN 187834

  • CF4 Partner (AR) (31 Oct 2005 to 26 Mar 2008)
  • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 22 Nov 2005)
• The Independent Mortgage Consultancy Ltd (no longer approved here)

  FRN 409799

  • Employed By (12 Nov 2004 to 26 Mar 2008)

No changes recorded yet.