Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dalmore Capital Limited
FRN 509930
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (6 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Apr 2014 to 13 Sep 2018)
- CF11 Money Laundering Reporting (7 Apr 2014 to 14 Nov 2019)
- CF30 Customer (7 Apr 2014 to 11 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.