John Michael Tracey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Client dealing (13 Jul 2020 to 31 Oct 2021)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
    • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.