Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saxon Financial Advice Limited (no longer approved here)

    FRN 210326

    • CF1 Director (18 Jun 2002 to 30 Apr 2004)
    • CF10 Compliance Oversight (18 Jun 2002 to 30 Apr 2004)
    • CF11 Money Laundering Reporting (18 Jun 2002 to 30 Apr 2004)
    • CF21 Investment Adviser (18 Jun 2002 to 30 Apr 2004)
    • CF24 Pension Transfer Specialist (18 Jun 2002 to 30 Apr 2004)
    • CF3 Chief Executive (18 Jun 2002 to 30 Apr 2004)
    • CF8 Apportionment and Oversight (18 Jun 2002 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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